Compliance Advisory Manager | London, UK | Hybrid
Compliance Advisory Manager required for a leading financial services business, supporting its institutional and professional client trading business. This is a hands-on advisory role, working closely with trading desks and wider business stakeholders to provide practical regulatory advice in a fast-paced environment. Key responsibilities • Provide day-to-day regulatory advice to trading and business teams. • Advise on institutional and professional client activity, including client categorisation and conduct requirements. • Support new products, platform developments and business change. • Review and advise on Financial Promotions. • Provide guidance on regulatory developments and their impact on the business. • Work closely with Trading, Risk, Legal and Operations. What we're looking for • Strong Compliance Advisory experience within a trading environment. • Good knowledge of COBS, CASS, MAR, MiFID II and EMIR. • Experience supporting institutional, professional client, Prime or DMA-related business. • Strong understanding of trading and investment products. • Comfortable working directly with trading desks and advising on real-time issues. • Commercial, pragmatic and able to operate at pace. London – 3 days per week in the office.